Resolving the investigations will mean both monetary and non-monetary penalties, the bank said
The upcoming results, which kick off Thursday when TD reports, will cover the three months to the end of July
High valuations, uncertainties loom in second half
The company says its AUM stood at $1.47 trillion at quarter end, up $98 billion from last year
Capital gains changes heightened fund sales and redemptions in June, firm said
Firm’s global wealth management operations set quarterly revenue record
Wealth management firms based in Florida and North Carolina serve ultra-high-net-worth clients
Better market performance was offset by sizable loss on sale of debt instruments
The loan is repayable with interest
Association has made no provision for $2.6 million in ongoing legal claims