Keyword: DSC mutual funds

67 results found

Investor advocates are concerned about unsuitable DSC fund sales

The investor advocacy group urges the industry to act in clients' best interests during this time of financial hardship

  • By: IE Staff
  • March 26, 2020 March 26, 2020
  • 14:57

Manufacturers discuss their strategies ahead of new regulations

The OSC proposed a series of curbs on DSC sales that would take effect alongside the ban in the rest of the country

Ontario is concerned that DSC ban would hurt smaller investors

Industry trade group prefers harmonized national solution

Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers

A revised policy stance is in the works

Australia, the U.S. and the Netherlands top the rankings

The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules