Keyword: DSC mutual funds

67 results found

CCIR, CISRO consultation will also consider outright ban on upfront commissions

a man interrupts a cascade of falling dominoes

Investor advocates remain concerned that deferred sales charge mutual funds are still being sold up until the June 1 ban

The firm is also renaming certain mutual funds and eliminating the O series of nine funds

  • By: IE Staff
  • July 14, 2021 July 14, 2021
  • 17:31
compliance

A client eligible for no-loads funds was instead sold a DSC fund to boost the rep's compensation

The move will officially retire CI’s legacy boutique investment brands

  • By: IE Staff
  • June 24, 2021 June 24, 2021
  • 15:04

Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect

The regulator has adopted rule changes to end DSCs by June 2022

The firm is discontinuing both options for its imaxx mutual funds at the end of June

  • By: IE Staff
  • May 18, 2021 May 18, 2021
  • 11:30

The province changed its position based on “overwhelming” support for a harmonized ban

think outside of the box

Editorial: The challenge for the industry is to devise a revolutionary new way to serve clients

  • By: IE Staff
  • May 17, 2021 June 14, 2021
  • 00:02