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Keyword: Dispute resolution

153 results found
announcement

OBSI seeks pair of new directors

With reforms pending, the organization will search for new consumer, industry board reps

Investing

OSC seeks more money for harmed investors

Regulator proposes new regime to pay out disgorged funds to victims of misconduct

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

BCSC, fund manager settle compliance issue case

Firm resolved allegations of KYC, suitability, conflict failures

FAIR Canada applauds Saskatchewan’s OBSI bill

"Landmark" legislation is significant step forward in protecting investors, organization says

Gavel and Money - Canada stock photo

CIRO seeks stiffer enforcement sanctions

SRO proposes doubling maximum fines, toughening suspensions

a man pushing a giant ball while others push squares

Rep incorporation proposals prove to be sticky wicket

Industry divided on, investor advocates opposed to, reforms

Queen's Park, Ontario, Canada

Ontario budget voices support for OBSI reform

Government endorses OSC's investor protection, capital formation efforts

see-saw with king chess piece and pawns

Binding dispute resolution a bitter pill for industry to swallow

CSA’s proposal to empower OBSI elicits wave of criticism

Judge's gavel with magnifying glass on black.

Court green-lights funding for bank class actions

Four banks face lawsuits over duplicate NSF fees

AMF issues complaint handling rules

CIRO firms exempt from new standards for Quebec financial firms