Keyword: Dispute resolution

153 results found

States urge SEC to halt forced investor arbitrations

Standards external complaints bodies enforced by Financial Consumer Agency of Canada

Connor Financial has declined to compensate several retail investors

A new voluntary process for resolving international investment disputes will make B.C. more attractive to investors

"Name and shame" strategy has failed to move companies

Free, or reduced-fee mediation available to cases involving claims of US$50,000 or less

OBSI calling out firms will only working if there is enough "shame"

Investors began investing with predecessor company, but OBSI says dealer liability has not changed

  • By: Jade Hemeon
  • November 30, 2012 November 30, 2012
  • 14:20

Fund dealer has refused to compensate an elderly couple as recommended by the Ombudsman

Verbal settlement stands, appeal court rules