Regulator launches effort to enhance transparency of firms' dispute resolution efforts
Regulators aim to improve handling of systemic issues
CSA says next phase of consultation to come next year
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
OSC asked to review OM exemption, beneficial ownership registry being examined
FCA review finds an increase in workplace complaints
Firms' joint foray into consumer finance wasn't ready, regulator alleges
Industry at odds with CIRO’s proposals on maximum penalties and dispute resolution
Reforms follow a review that found shortcomings in existing arrangements
Receiver rejected company's $213-million claim against flagship fund