Keyword: Discount brokerages

234 results found

The move is intended to reduce regulatory uncertainty following the CSA’s plan to propose rule changes

The self-regulatory organization aims to improve its surveillance capability

  • By: IE Staff
  • July 27, 2018 November 13, 2019
  • 12:45

The announcement follows a similar proposal against TD Asset Management launched in April and the CSA’s proposal to ban mutual fund firms from paying discount brokerages trailer fees

The self-regulatory organization expects firms to rebate the portion of a mutual fund’s trailing commission that is related to advice

The action against TD Asset Management claims damages of $200 million

Clients of the U.S. discount brokerage can gather news, do their research, get real-time quotes and take action

The self-directed brokerage industry has come under fire since late December

  • By: IE Staff
  • January 30, 2018 October 17, 2019
  • 14:30

Several marijuana companies have taken a major hit

Customers complain on social media

Second place Questrade moves up one position from 2016