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Keyword: Discount brokerages

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investing with a smart phone

Biden’s pick for SEC flags trading-app gimmicks for scrutiny

Gary Gensler says the regulator will study the use of “behavioural” technology in stock-trading apps

Middle-class investors catching Wall Street’s eye

Competition ramps up between big banks, retail brokers

Surge in retail investors puts brokerage sector at risk: DBRS

A report says Canada is less at risk than the U.S.

Family of novice investor who killed himself sue Robinhood

Robinhood has drawn criticism in its drive to bring more regular people into investing

man using laptop

U.S. discount brokerage manipulates inexperienced investors, regulators say

Robinhood Financial is accused of downplaying trading risks

vintage microphones

Tea and Chris Nicola to depart CI Direct Investing

Couple founded robo-advisor WealthBar in 2014

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

TDAM loses bid to block class action

The Ontario Divisional Court has rejected TDAM’s leave to appeal an earlier ruling

  • By: IE Staff
  • October 9, 2020 October 9, 2020
  • 10:23

Trailer ban comes with industry rebuke

The CSA warns the industry against abuses as bans loom for trailers, DSCs

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Regulators sticking to their plan

A ban on trailers for discounters, a stronger OBSI and protecting seniors remain priorities for the CSA

Court green-lights trailer fee class action against TD

An Ontario court certified the class action against TDAM over its funds paying trailers to discount brokers