Keyword: Discount brokerages

235 results found

RBC the latest large fund manager to face fund fee suit

Businessman talking with financial advisor in bank

Investors enjoy DIY investing, relying more on social media for information

CIRO survey finds investors relying on social media, ranking it as worthy as traditional advice

Silhouette of man at sunset

The regulator also wants to toughen enforcement and see better advice given at banks

Advisor tracking stocks

Also, Webull launches desktop platform

Court ruling

Question of whether client used stop loss orders requires hearing, court rules

The funding comes from enforcement sanctions

Fourth case certified involving funds paying trailers to discount brokers

Firms were allowed to collect trailers before the CSA ban, court rules

Certain clients overcharged, others undercharged, due to recordkeeping glitch