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Keyword: Discount brokerages

229 results found
Court settlement

Claim alleged investors were harmed by mutual funds paying trailers to discount brokers

Group of business people holding puzzle pieces at a boardroom table

CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project

Couple reviewing their finances

Self-directed investors prioritize convenience, control, costs

Laurentian bank logo on building

Deal includes about 2,050 clients and $250 million in assets

RBC the latest large fund manager to face fund fee suit

Businessman talking with financial advisor in bank

Investors enjoy DIY investing, relying more on social media for information

CIRO survey finds investors relying on social media, ranking it as worthy as traditional advice

Silhouette of man at sunset

The regulator also wants to toughen enforcement and see better advice given at banks

Advisor tracking stocks

Also, Webull launches desktop platform

Court ruling

Question of whether client used stop loss orders requires hearing, court rules