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Keyword: Disclosure

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Order demands US$12.7 billion in disgorgement, investor restitution

Judge looks at papers

Crypto claims decline, AI-related cases on the rise

Green globe in forest

GRI, TFND issue joint guidance, map to facilitate sustainability reporting

The facade of the Royal Exchange in the City of London

Consumer duty to be extended to existing products

Regulation

Risky firms, crypto platforms add to compliance division's workload

Crossed fingers

SEC, DoJ allege Citron Research, and its founder, misled investors

right or wrong choice

Proposals seek to ease capital raising, bring back research bundling

hands holding planet

Paper seeks improvements to enable economic transition

Red alert

Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more

Finance seeks funding test for plans that have been exempt