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Keyword: Disclosure

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Magnifying glass on documents

Regulator examines use of discretion in ratings, following OBSI alert

research

U.K. regulator aims to improve access to research, market transparency

Greenwashing ESG

Experiment finds investors lured by ESG ratings they don't understand

Review highlights improved board diversity, lack of female CEOs, CFOs

Phone finances

SRO considers modernizing rules amid market, investor evolution

Boardroom talk

Manulife unit only major financial firm to adopt TNFD recommendations

Credit card

Firms' joint foray into consumer finance wasn't ready, regulator alleges

ESG investing

Third-party data didn't screen all energy, tobacco stocks, regulator says

Inspecting papers

Exam division details compliance priorities for year ahead

advisor client meeting

Self-regulatory organization aims to harmonize with CSA's revised requirements