SRO would allow discount brokers to boost communication with investors
Over $3 million in capital was raised from clients to fund firm's growth
Rep banned back in 1998 is now facing fraud allegations
Morningstar study analyzed more than 57,000 new funds worldwide in eight-year period
Regulator to consult on disclosure rules for issuers, improve existing regime
Retail investors will have some protections, but not contingency fund coverage
Regulator's research details how online design can hurt, and help, investors
Regulator proposes first update to conflict compliance in over 20 years
Volume of cases stable, but dollars at stake up sharply in 2025, report finds
Regulator alleged that ex-deputy CEO of French fund firm misled its investigation