Regulator to consult on disclosure rules for issuers, improve existing regime
Retail investors will have some protections, but not contingency fund coverage
Regulator's research details how online design can hurt, and help, investors
Regulator proposes first update to conflict compliance in over 20 years
Volume of cases stable, but dollars at stake up sharply in 2025, report finds
Regulator alleged that ex-deputy CEO of French fund firm misled its investigation
Compliance division's annual report details exam findings at directly regulated firms
Policy brief argues for national climate information architecture
Founder allegedly falsified financials, audits, cap tables, to dupe investors
Firm's former CEO, David Sharpe, seeks judicial review of tribunal's findings against him