Much of the industry's involvement may be outside the SRO's perimeter
Order demands US$12.7 billion in disgorgement, investor restitution
Crypto claims decline, AI-related cases on the rise
GRI, TFND issue joint guidance, map to facilitate sustainability reporting
Consumer duty to be extended to existing products
Risky firms, crypto platforms add to compliance division's workload
SEC, DoJ allege Citron Research, and its founder, misled investors
Proposals seek to ease capital raising, bring back research bundling
Paper seeks improvements to enable economic transition
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more