Disclosure | Investment Executive https://www.investmentexecutive.com/tag/disclosure/ Canada's news source for financial professionals Wed, 04 Feb 2026 22:48:10 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Disclosure | Investment Executive https://www.investmentexecutive.com/tag/disclosure/ 32 32 Investor class actions certified to allow settlement https://www.investmentexecutive.com/news/from-the-regulators/investor-class-actions-certified-to-allow-settlement/ Thu, 05 Feb 2026 09:00:14 +0000 https://www.investmentexecutive.com/?p=531083 Claims involve alleged misrepresentations by cannabis firm, underwriters

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]]> Ex-CEO pleads guilty in SPAC fraud case https://www.investmentexecutive.com/news/ex-ceo-pleads-guilty-in-spac-fraud-case/ Wed, 04 Feb 2026 17:21:54 +0000 https://www.investmentexecutive.com/?p=531046 Exec misled investors by inflating target's revenues to enable SPAC deal

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]]> Gamification that’s good for investors https://www.investmentexecutive.com/news/gamification-thats-good-for-investors/ Tue, 03 Feb 2026 18:08:02 +0000 https://www.investmentexecutive.com/?p=530943 OSC report highlights how games can encourage good decisions by investors

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]]> FCA consults on new climate disclosure rules https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-new-climate-disclosure-rules/ Mon, 02 Feb 2026 13:00:03 +0000 https://www.investmentexecutive.com/?p=530752 U.K. regulator preparing to adopt international standards

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]]> SEC settles accounting fraud allegations https://www.investmentexecutive.com/news/sec-settles-accounting-fraud-allegations/ Wed, 28 Jan 2026 19:22:57 +0000 https://www.investmentexecutive.com/?p=530492 Company, executives agree to settle allegations, pay US$41 million

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]]> U.S. securities class-action filings down, damages up https://www.investmentexecutive.com/news/u-s-securities-class-action-filings-down-damages-up/ Wed, 28 Jan 2026 19:19:27 +0000 https://www.investmentexecutive.com/?p=530485 Increase in claimed class-action damages points to larger settlements

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]]> New Brunswick bolsters investor protection https://www.investmentexecutive.com/news/new-brunswick-bolsters-investor-protection/ Wed, 28 Jan 2026 15:15:38 +0000 https://www.investmentexecutive.com/?p=530416 Bill raises enforcement penalties, enables binding dispute resolution

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]]> SEC alleges SPAC deal based on fraud https://www.investmentexecutive.com/news/sec-alleges-spac-deal-based-on-fraud/ Tue, 27 Jan 2026 21:10:19 +0000 https://www.investmentexecutive.com/?p=530386 Execs falsely inflated firm's revenues to enable acquisition, regulator charges

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]]> OSC’s disclosure issues didn’t justify stay: Tribunal https://www.investmentexecutive.com/news/oscs-disclosure-issues-didnt-justify-stay-tribunal/ Mon, 26 Jan 2026 14:40:19 +0000 https://www.investmentexecutive.com/?p=530149 Panel sought alternative remedy to address disclosure concerns

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]]> Tribunal shoots down OSC case https://www.investmentexecutive.com/news/from-the-regulators/tribunal-shoots-down-osc-case/ Fri, 23 Jan 2026 09:00:11 +0000 https://www.investmentexecutive.com/?p=530078 Releases were misleading, but case against lawyer not proven, panel finds

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