Financial planners and advisors need to take note of this new proposed rule when deciding on what financial planning designation to earn
Proposed amendments would establish minimum proficiency requirements for mutual fund reps who present themselves as planners
In part four of a six-part video series on regulatory changes, Dan Richards, CEO, Client Insights, speaks with Lynn McGrade, partner at Borden Ladner Gervais LLP, about the Canadian Securities Administrators’ (CSA) proposals to restrict the use of titles and designations by advisors.
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Advisor credentials and titles are set to change, but an agreement on how appears to be a long way off
More than 137,000 candidates sat for all three levels of the exam, with 11,136 coming from Canada. The passing rate for the combined three exams on a global basis was 46%
Responsible investment specialist course developed for mutual fund advisors
The course has been designed for individuals seeking registration as dealing reps and chief compliance officers of EMDs
The CEA program has been accredited for up to 30 hours of CE credits with various reputable organizations
IIROC is adopting a new model that will see it award the job of delivering industry education to a single provider for five-year terms