Refinitiv allowed investors to trade on its platform without registering as an exchange
Regulator proposes bond market transparency reforms alongside simplified listing regime
Most trading outages are traced back to software problems, it finds
Industry trade groups remain hesitant about sweeping reforms
Continued diversification into market data, analytics will support exchanges' profits
Exchange aims to enhance appeal with new order type and automation
Regulator saw several high-profile cases against crypto giants
Strong trading activity offsets weakness in underwriting, M&A
New guidance signals larger fines, more misconduct admissions
Regulator's exam division sets compliance priorities for 2024