Weaknesses in position reporting uncovered in compliance review
Exchange expands pricing mechanisms for digital assets
Proposals include circuit breaker requirements, standards for trade reporting
Strong debt issuance, M&A expected to be revenue drivers in the quarter
SRO integration and investor protection also on the agenda
Technical glitch prevented comprehensive trade surveillance by JP Morgan
Firm allegedly helped U.S. investors evade controls against offshore platforms
Regulator seeks to outlaw derivatives on election outcomes, sports, other events
Suit alleges that retail investor trades violated securities law
Expanding access to advice, standardizing KYC data collection on SRO's agenda