Cybersecurity – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 15 Nov 2024 18:35:05 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Cybersecurity – Investment Executive https://www.investmentexecutive.com 32 32 Bitfinex hacker gets prison time https://www.investmentexecutive.com/news/from-the-regulators/bitfinex-hacker-gets-prison-time/ Fri, 15 Nov 2024 18:35:05 +0000 https://www.investmentexecutive.com/?p=496824 Husband, wife sentenced on money laundering conspiracy charges

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]]> Advisors feeling cybersecure https://www.investmentexecutive.com/newspaper_/advisors-report-card/advisors-feeling-cybersecure/ Fri, 15 Nov 2024 14:31:00 +0000 https://www.investmentexecutive.com/?p=495955 Restrictive security measures, advisor training and fraud prevention help keep clients’ data safe

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]]> FSB sounds alarm on AI risk https://www.investmentexecutive.com/news/from-the-regulators/fsb-sounds-alarm-on-ai-risk/ Thu, 14 Nov 2024 20:22:33 +0000 https://www.investmentexecutive.com/?p=496759 Growing AI adoption poses rising financial stability risks too, group warns

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]]> Metaverse poses challenges to securities industry https://www.investmentexecutive.com/news/from-the-regulators/metaverse-poses-challenges-to-securities-industry/ Thu, 24 Oct 2024 20:08:57 +0000 https://www.investmentexecutive.com/?p=495457 SRO examines industry's foray into virtual worlds

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]]> U.S. bank consolidation poised to rise: Fitch https://www.investmentexecutive.com/news/research-and-markets/u-s-bank-consolidation-poised-to-rise-fitch/ Wed, 23 Oct 2024 18:34:00 +0000 https://www.investmentexecutive.com/?p=495320 Easing financial conditions, coupled with rising tech demands, could spur mergers and acquisitions

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]]> SEC targets brokers’ best interests compliance https://www.investmentexecutive.com/news/from-the-regulators/sec-targets-brokers-best-interests-compliance/ Tue, 22 Oct 2024 00:21:53 +0000 https://www.investmentexecutive.com/?p=495215 Exam division details compliance priorities for year ahead

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]]> FBI cracks SEC Twitter hack https://www.investmentexecutive.com/news/from-the-regulators/fbi-cracks-sec-twitter-hack/ Thu, 17 Oct 2024 19:18:53 +0000 https://www.investmentexecutive.com/?p=494966 Authorities allege SIM swap enabled access to regulator's social media account

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]]> FSB seeks to streamline operational threat reporting https://www.investmentexecutive.com/news/from-the-regulators/fsb-seeks-to-streamline-operational-threat-reporting/ Thu, 17 Oct 2024 19:03:34 +0000 https://www.investmentexecutive.com/?p=494962 The group is seeking feedback on a proposed common reporting framework for cyberattacks and incidents

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]]> ESMA calls for cybersecurity audits in crypto sector https://www.investmentexecutive.com/news/from-the-regulators/esma-calls-for-cybersecurity-audits-in-crypto-sector/ Wed, 16 Oct 2024 19:33:50 +0000 https://www.investmentexecutive.com/?p=494902 European regulators press for external audit requirements in new crypto rules

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]]> U.K. man accused in ‘hack-to-trade’ scheme https://www.investmentexecutive.com/news/from-the-regulators/u-k-man-accused-in-hack-to-trade-scheme/ Fri, 27 Sep 2024 19:33:19 +0000 https://www.investmentexecutive.com/?p=493565 SEC, DoJ allege execs' emails were hacked to get inside information on earnings

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