The new name is intended to reflect the independent nature of the expanded clientele the firm serves
The rule amendments address risks that may arise when firms not regulated by IIROC or the MFDA are involved in the custody of client assets
The report also identifies some of the key risks associated with the custody of assets
The transfer of more than 100 funds takes effect on July 23
David Burnes joins firm as senior vice president
2013 Custody Risk Americas Awards handed out in New York
Self-directed products allow clients to hold a full range of investments in a single consolidated account
Compliance exams reveal custody-related issues in about one-third of firms
CIBC Mellon to provide Som Seif’s newly launched firm with asset handling services
Transition of referral clients expected to be completed in the fourth quarter