Crowdfunding – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 04 Jun 2024 12:33:44 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Crowdfunding – Investment Executive https://www.investmentexecutive.com 32 32 Europe reviews investment firms’ capital rules https://www.investmentexecutive.com/news/from-the-regulators/europe-reviews-investment-firms-capital-rules/ Tue, 04 Jun 2024 12:33:44 +0000 https://www.investmentexecutive.com/?p=487002 Crypto exposures, operational risks may need capital charges

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]]> Dude, where’s my enforcement action? https://www.investmentexecutive.com/news/from-the-regulators/dude-wheres-my-enforcement-action/ Wed, 13 Sep 2023 18:26:54 +0000 https://www.investmentexecutive.com/?p=471467 SEC sanctions Stoner Cats creator over NFT sales

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]]> NASAA defends public markets, investors https://www.investmentexecutive.com/news/from-the-regulators/nasaa-defends-public-markets-investors/ Wed, 08 Feb 2023 20:17:03 +0000 https://www.investmentexecutive.com/?p=460025 State regulators oppose proposals to expand private markets, erode investor protections

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]]> Crowdfunding, payment platforms face new KYC rules https://www.investmentexecutive.com/news/from-the-regulators/crowdfunding-payment-platforms-face-new-kyc-rules/ Wed, 27 Apr 2022 20:26:15 +0000 https://www.investmentexecutive.com/?p=443497 FINTRAC says platforms must register, comply with anti-money laundering regulations

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]]> SEC alleges crowdfunding violations https://www.investmentexecutive.com/news/from-the-regulators/sec-alleges-crowdfunding-violations/ Mon, 20 Sep 2021 20:25:22 +0000 https://www.investmentexecutive.com/?p=429161 Platform charged along with scheme's alleged perpetrators

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]]> CSA takes national approach to crowdfunding https://www.investmentexecutive.com/news/from-the-regulators/csa-takes-national-approach-to-crowdfunding/ Wed, 23 Jun 2021 16:51:14 +0000 https://www.investmentexecutive.com/?p=424212 New rules increase maximum limits for issuers and investors

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]]> OSC issues interim order on startup crowdfunding exemptions https://www.investmentexecutive.com/news/from-the-regulators/osc-issues-interim-order-on-startup-crowdfunding-exemptions/ Thu, 30 Jul 2020 19:24:30 +0000 https://www.investmentexecutive.com/?p=404927 The order was issued in response to the effects of Covid-19 on small businesses

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]]> CSA seeks to kickstart crowdfunding https://www.investmentexecutive.com/news/from-the-regulators/csa-seeks-to-kickstart-crowdfunding/ Thu, 27 Feb 2020 17:06:53 +0000 https://www.investmentexecutive.com/?p=395943 Regulators propose harmonizing a little-used regime for start-ups

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]]> New rules for U.K. crowdfunding market aim to bolster investor protection, innovation https://www.investmentexecutive.com/news/from-the-regulators/new-rules-for-u-k-crowdfunding-market-aim-to-bolster-investor-protection-innovation/ Tue, 04 Jun 2019 19:54:01 +0000 https://www.investmentexecutive.com/?p=382978 Investors will be limited to risking 10% of investable assets, unless they receive regulated financial advice

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]]> CSA harmonizing crowdfunding exemption for startups https://www.investmentexecutive.com/news/from-the-regulators/csa-harmonizing-crowdfunding-exemption-for-startups/ Thu, 21 Feb 2019 20:15:08 +0000 https://www.investmentexecutive.com/?p=376778 Securities regulators are developing a new, national exemption that would mimic an exemption introduced by several provinces

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