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Crypto exposures, operational risks may need capital charges

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SEC sanctions Stoner Cats creator over NFT sales

State regulators oppose proposals to expand private markets, erode investor protections

FINTRAC says platforms must register, comply with anti-money laundering regulations

Platform charged along with scheme's alleged perpetrators

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New rules increase maximum limits for issuers and investors

The order was issued in response to the effects of Covid-19 on small businesses

  • By: IE Staff
  • July 30, 2020 July 30, 2020
  • 15:24

Regulators propose harmonizing a little-used regime for start-ups

Investors will be limited to risking 10% of investable assets, unless they receive regulated financial advice

Securities regulators are developing a new, national exemption that would mimic an exemption introduced by several provinces