Advisor centre offers resources related to key topics including mutual fund fees, serving vulnerable investors, hot regulatory topics and tools and tips related to CRM2
The SRO is launching a second round of consultations on the actual rules that would impact mutual fund dealer reps
IIAC has a new series to help with client conversations
The new program will be officially rolled out in October in Madrid
Industry associations unite to strengthen training for independent advisors
The MFDA is seeking feedback on a variety of areas that may be included as part of a new, mandated CE requirement
12-credit course can be put towards ETF Smart Specialist Certificate
73% of CSC course content is now relevant to both retail and institutional business
With the CSI's exclusive contract coming to an end in January 2016, the timing appears right for an overhaul
The MFDA is considering bringing in CE requirements