The regulator provided guidance for advisors, dealers and education providers
The regulator's accreditation relationship with CECAP will end on Dec. 31
Newcom Media expands continuing education site for financial professionals
The online event on Oct. 13 will focus on diversity issues for frontline staff
Fund dealers' first CE cycle to kick off on Dec. 1
Learn the pros, cons and intricacies of these often misunderstood products
The group will provide industry input on advisor education
New certificate focuses on incorporating ESG into investment analysis
IFSE Institute launches new qualifying course for alt funds
Comments on proposed requirements for registered representatives and investment representatives are due in November