Exam division details compliance priorities for year ahead
Approval regime, proficiency are among areas covered in latest consultation
Bank failed in its dealings with customers facing financial distress
Regulators propose new streamlined fund reports
Moves to sub-penny trading increments among reforms to reduce costs, enhance transparency
FP Canada clarifies financial planners' obligations when client relationships end
Both sides appealed rulings involving rep inheriting client's estate
Trade group issues recommendations for crypto custodians
Regulators has concerns about conflicts, consumer value and competition
Order demands US$12.7 billion in disgorgement, investor restitution