Trade group calls for crypto trading to face similar standards as traditional markets
Canada remained the last G20 country without conduct standards for OTC derivatives markets
Regulators propose best practices for market players
Registration, record-keeping and supervisory deficiencies were most common in firms' exams
Firms make token effort to raise standards, cling to suitability, NASAA finds
Firm failed to reveal conflicted fee payments, regulator charged
New rules aim to improve transparency, investor protection in private fund market
Nomura Securities agrees to trading misconduct penalties in non-prosecution agreement
FCA says there's work to be done in terms of ensuring value and enhancing competition
Margins, profits to be squeezed as consumer protections boosted