Moves to sub-penny trading increments among reforms to reduce costs, enhance transparency
FP Canada clarifies financial planners' obligations when client relationships end
Both sides appealed rulings involving rep inheriting client's estate
Trade group issues recommendations for crypto custodians
Regulators has concerns about conflicts, consumer value and competition
Order demands US$12.7 billion in disgorgement, investor restitution
Misconduct continued even when rep was under close supervision, CIRO says
Fund manager, H2O, agrees to provide €250 million to unitholders
New regime aims to enhance consumer protection, set industry standards
Risky firms, crypto platforms add to compliance division's workload