Lawyers for firm's founder seek adjournment amid unpaid legal bills
Broker conflicts, finfluencers, gamification among regulators' priorities
Clients lost more than $1.5 million on rep's failed fintech venture
Regulator aims to ease asset managers' access to investment research
Expansion of business lines multiplies conflicts and regulatory challenges
Consultation proposes registration, supervisory standards for independent reviewers
European regulator said violations involved conflicts of interest
OSC, AMF call for freshening up fund governance
Serving as a client's executor totally incompatible with rep's role, panel says
Financial sector funds now out of bounds for regulator's employees