Refinitiv allowed investors to trade on its platform without registering as an exchange
Global regulators to focus on implementation with their policy approach complete
Regulators make case for greater supervisory and enforcement powers
Court will consider firm's appointment by Traynor Ridge Capital's receiver
Agency has begun offering greater detail on its enforcement activity
Most trading outages are traced back to software problems, it finds
George Brown College offers practical program in collaboration with industry firms
European regulators' paper examines investor protection issues arising from investment industry's digitalization
Compliance exercise seeks to boost transparency, fight greenwashing
Professionals routinely shared answers for internal training assessments