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Keyword: Complaints

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Regulators say proposal will be published in the coming year

African businessman holding letter reading bad bank news about debt

It remains up to regulators to act on long-standing recommendation

magnifying glass

Investor advocates want even stricter rules, but industry groups raise concerns about timing and jurisdiction

Budget promises examination of digitalization, single complaint-handling body

mature woman with tablet

American SRO proposes rule to accelerate resolutions for vulnerable investors

Canadian Parliament Building at Dusk

Consumer groups call on Freeland to designate OBSI as binding bank ombud

Service issues overtook suitability as top concern, OBSI reports

changes ahead sign

Promises for action on OBSI have repeatedly gone unmet, however

The Ontario regulator is reviewing how well complaints are addressed

  • By: IE Staff
  • December 23, 2021 December 23, 2021
  • 12:01
advisor-client meeting

The FCA is reviewing its consumer compensation scheme, which is under stress from past misconduct