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Keyword: Complaints

160 results found
penalty card

Collections plunge as hefty sanctions are handed out

investor protection

Finance also announced measures to tackle bank fees and mortgage relief

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Banks to bear the brunt of fee increase, as case volumes jump

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JRC report details complaints to OBSI involving mutual fund suitability, low-ball settlements

Bond counselling

Regulator sets supervisory priorities for credential providers

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Governance changes follow consultation and independent review

  • By: IE Staff
  • June 26, 2023 June 26, 2023
  • 16:01
Entrance to Financial Services Regulatory Authority of Ontario

Results include action on insurance, title protection complaints

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Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work

Applications due June 26 for the job of enhancing complaint handling

Firms with history of misconduct identified on BrokerCheck system