Advisors’ bonuses are increasingly being tied to client satisfaction
B.C. court dismisses appeal in "enhanced compensation" case
Advisors are largely happy with their grids, even with firms turning more attention to fee-based platforms
A new MFDA paper aims to take the mystery out of client vulnerability
IIROC outlined the challenges for firms and regulators in a new report
The regulator found the firm's compensation structure favoured in-house funds
Case claimed extra compensation for selling in-house funds harmed investors
The regulator proposes to allow companies to pay up to 15% of annual pay in securities
Regulator recommends studying ban, beefing up disclosure
The salary drop tracks with a 17% decline in bonuses