RBC the latest large fund manager to face fund fee suit
Consumer duty to be extended to existing products
Investment banking gains cushion weakness in banking: Fitch
Fraud claims pass suitability issues among investment cases
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Consultation aims to clarify and improve compliance with trading rules
Global revenues up driven by debt issuance, M&A advisory fees, LSEG reports
Firm resolved allegations of KYC, suitability, conflict failures
SRO integration and investor protection also on the agenda
After receiving enhanced statements, clients may have questions, FSRA says