Group to focus on investor-advisor relationships, complaints, suitability
Draft rules out for comment, expected to take effect in 2026
Groundbreaking securities lawyer, Glorianne Stromberg, dies
Finance also announced measures to tackle bank fees and mortgage relief
Respondents to FSRA survey had mixed views on how they preferred to pay financial advisors
Annual IFIC survey uncovers opportunity to improve investor understanding
Registration, record-keeping and supervisory deficiencies were most common in firms' exams
Firm failed to reveal conflicted fee payments, regulator charged
Back-office snafu meant clients didn't get discounts on standard fees
Real talk about fees and value is good for business