Keyword: Commissions and fees

255 results found
Euro trading

Policymakers to implement consolidated tapes, ban payments for order flow

Entrance to Financial Services Regulatory Authority of Ontario

New measures address the use of DSCs with existing contracts

Certain clients overcharged, others undercharged, due to recordkeeping glitch

Similar cases remain outstanding against the other big banks

European Union headquarters

Regulator's research finds retail costs declining overall

Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

U.K. regulator says investors not getting benefit of higher interest rates as firms "double dip"

Court asked to approve two years worth of fees in ongoing receivership

U.S. authorities allege investors hit with over US$88 million in undisclosed fees

investor protection

Group to focus on investor-advisor relationships, complaints, suitability

advisor and client meeting

Draft rules out for comment, expected to take effect in 2026