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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ontario court certifies fourth NSF fee class action

Case alleges Scotiabank charged duplicate fees on failed debits

BMO Nesbitt sanctioned for supervisory shortcomings

Firm failed to adequately oversee rep's risky trading strategy, CIRO says

Financial stock exchange market display screen board on the street

Fund managers paid for flows, rather than returns

It's AUM that matters most to managers' careers, research finds

Judge's gavel with magnifying glass on black.

Court green-lights funding for bank class actions

Four banks face lawsuits over duplicate NSF fees

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Rep admits to unapproved discretionary trades

Settlement includes disgorgement, penalty and suspension

OSC shines a light on “dark” arts of online investing

Investors face risks from sludge, nudges and other hidden tactics

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Former rep on the hook for recruitment loan

Court rules promissory note between rep and firm is enforceable

client meeting

Investors blindly trust advisors, FAIR Canada finds

Study participants preferred to rely on the knowledge of professionals rather than learn about investing

Letter: Misleading sales pitches impede investor decisions

To be seen as professionals, advisors must be reasonable and transparent, writes John De Goey

Magnifying glass

SEC tightens the screws on SPACs

New rules beef up disclosure, investor protections around shell company financings