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UBS is back in the black

Strong quarter for wealth management helps bank return to profitability

Wall Street banks see brighter capital markets

A rebound in investment banking represents a ray of hope for sector

online investing

Retail investor issues get top billing on IOSCO agenda

Broker conflicts, finfluencers, gamification among regulators' priorities

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Ontario court certifies fourth NSF fee class action

Case alleges Scotiabank charged duplicate fees on failed debits

BMO Nesbitt sanctioned for supervisory shortcomings

Firm failed to adequately oversee rep's risky trading strategy, CIRO says

Financial stock exchange market display screen board on the street

Fund managers paid for flows, rather than returns

It's AUM that matters most to managers' careers, research finds

Judge's gavel with magnifying glass on black.

Court green-lights funding for bank class actions

Four banks face lawsuits over duplicate NSF fees

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Rep admits to unapproved discretionary trades

Settlement includes disgorgement, penalty and suspension

OSC shines a light on “dark” arts of online investing

Investors face risks from sludge, nudges and other hidden tactics

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Former rep on the hook for recruitment loan

Court rules promissory note between rep and firm is enforceable