Keyword: Commissions and fees

242 results found

Management fees and trailing commissions to fall

SEC names co-directors of enforcement

The shift to investments with lower fees is being driven by concerns about costs in this low-return environment and the regulatory climate, report finds

The report sets out examples of good practice in disclosure, compensation, transaction costs and commissions

The portfolios offer tiered pricing and benefits for household accounts; are continually monitored and regularly rebalanced; and offer non-proprietary funds

Top taxfilers see incomes rise

Fund industry group says CSA should wait until effects of existing reforms are known

The firm also announced a change in portfolio subadvisor and changes to its risk rating for five funds

FeeX aims to help investors save on advisory fees

Advisor reaction to proposed commission changes was not positive

Don’t hide your fees from clients. Make them clear and demonstrate the value you provide

The new voluntary model calls for disclosure of brokerage fees that includes all miscellaneous account and service fees, including account maintenance fees.