Fees charged to certain accounts didn't match fee agreements
The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers
Many investors under 35 are being drawn to zero-commission online brokerages
Bank sanctioned over misconduct in auto lending and banking
Quebec regulator proposes $5,000 penalty if insurers charge DSCs for seg funds
Proposal would eliminate regulatory arbitrage between seg funds and mutual funds
Rules streamline fund reports, call for truth in advertising on fees
TCR is coming for investment and seg funds
Consultation on improving, harmonizing fund disclosure remains open until July 27
Firm touted lack of fees while making money on investors' cash holdings