Keyword: Commissions and fees

258 results found

The SRO is reviewing the impact of zero commissions on order routing and disclosure

U.S. giant cuts stock and option trading costs

Two-thirds of survey respondents failed basic quiz on investing

A review suggests most fee disclosure is incomplete — and some fees aren't disclosed at all

Two funds will be closed

  • By: IE Staff
  • November 5, 2019 November 5, 2019
  • 11:14

The department acknowledges there often isn't a tax motivation when doing so

Fees and registration are the focus of two CSA campaigns this month

Advisors can build trust with clients by explaining fees

  • By: Susan Silma
  • September 25, 2019 November 11, 2019
  • 15:42
Signing contract form

The firm's advisor contract allowed for the standards to be implemented, the court said

The billable hour model is not appropriate for advisors who integrate financial planning and investment management