Keyword: Commissions and fees

255 results found

A review suggests most fee disclosure is incomplete — and some fees aren't disclosed at all

Two funds will be closed

  • By: IE Staff
  • November 5, 2019 November 5, 2019
  • 11:14

The department acknowledges there often isn't a tax motivation when doing so

Fees and registration are the focus of two CSA campaigns this month

Advisors can build trust with clients by explaining fees

  • By: Susan Silma
  • September 25, 2019 November 11, 2019
  • 15:42
Signing contract form

The firm's advisor contract allowed for the standards to be implemented, the court said

The billable hour model is not appropriate for advisors who integrate financial planning and investment management

Many investors receive little advice for the fees they pay

  • By: IE Staff
  • July 29, 2019 October 31, 2019
  • 15:27

The OSC released its statement of priorities for 2019-2020 on Thursday

RBC and TD are alleged to have overcharged clients for a hidden "closet indexing" investment strategy

  • By: IE Staff
  • April 10, 2019 October 17, 2019
  • 14:34