Annual IFIC survey uncovers opportunity to improve investor understanding
Registration, record-keeping and supervisory deficiencies were most common in firms' exams
Firm failed to reveal conflicted fee payments, regulator charged
Back-office snafu meant clients didn't get discounts on standard fees
Real talk about fees and value is good for business
FCA says there's work to be done in terms of ensuring value and enhancing competition
Regulators found firms are failing to identify and manage conflicts in clients' best interests
B.C. court says case meets criteria and allows plaintiff to revise claim
B.C court gives plaintiff another chance to clarify proposed claim
Here’s how to prepare for greater fee transparency