Keyword: Client relationship model

237 results found

Demonstrating accountability and competencies are key to rebuilding investor confidence

Six new individuals elected to board; Harris named chairwoman

New deadline gives firms time to make systems changes

Proposals form the second part of the Client Relationship Model

Events hosted by IIROC and IIAC will feature panel discussions, round tables and industry representatives

FSCO to examine how life agents make client recommendations

The CRM will help ensure a consistent standard of conduct in the investing process and enhance respect for advisors and firms

Implementation of the just approved CRM will take several years

Some of the new requirements take effect immediately, while others will be phased in over the next two years

Association helping firms prepare for Client Relationship Model, Fund Facts delivery