The IIAC responds to a recent Inside Track column from the advocate for investor protection
Advisors cannot hope to remain compliant without the strategic use of technology
After stonewalling reforms for years, the investment industry has no one but itself to blame for the onslaught it now complains about
Regulator aims to bring its rules in line with rules adopted by the CSA
Susan Wolburgh Jenah, president & CEO, Investment Industry Regulatory Organization of Canada (IIROC), discusses the evolution of the investment regulatory landscape, including how to broach CRM-2 with clients, the fiduciary question, and professional standards in Canada. Jenah spoke at CIFPs 2014 in Halifax.
First batch of amendments take effect July 15
As the first significant deadline for the new client relationship model draws near, you can prepare yourself to discuss compensation with your clients and show what they receive in return
With CRM 2 on the horizon, advisors should make sure clients know the value of the advice they receive
Fund dealers will be challenged by the need for more supervision
The CSA says it is considering further reforms as part of consultations on mutual fund fees it launched in 2012