There is no need to be the cheapest advisor on the street
Panel discusses dealers’ role in helping advisors face any negative consequences that may arise when compensation reports become mandatory
As CRM2 ramps up, more advisors are offering ETFs and fee-based accounts
Advisors ready for CRM2 changes
Notice details MFDA’s answers to frequently asked implementation questions
Companion guide issued to assist dealers in using the reports effectively
New checklist suggests plain language wording that will ensure compliance with CRM2 rules
Company partners with Doxim to produce clearer, more engaging client reporting
Almost three-quarters of survey participants say the costs and effort needed to be compliant with CRM2 are significant
Pre-trade disclosure of charges does not apply seg fund trades