Keyword: Client relationship model

237 results found

Firms still wrestling with issues such as market value and off book accounts

Fund dealers face a number of decisions

Guidance spells out how integrated dealers should report their compensation to clients

Most advisors say they already have transformed their businesses in anticipation of CRM2, but others say the new regulatory regime is bound to be disruptive

Advisors hope the new CRM2 reporting requirements will end their pervasive - and persistent - dissatisfaction with client account statements

Nevertheless, investors are confused about their investment performance and the fees their advisors and firms charge for investment advice

The new regulatory system will necessitate advisors to follow incredibly detailed requirements

A fresh CRM2 debate has arisen among integrated fund dealers

About half of the advisors who ply their trade with Canada's mutual fund and full-service dealers have a litany of concerns about the challenges that the implementation of CRM2 could mean for their businesses

Parallel orders provide dealers until the end of the year to implement new requirements relating to market value, position cost and account statements