Client relationship model – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 10 Oct 2024 19:11:14 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Client relationship model – Investment Executive https://www.investmentexecutive.com 32 32 CIRO proposes total cost reporting rules https://www.investmentexecutive.com/news/from-the-regulators/ciro-proposes-total-cost-reporting-rules/ Thu, 10 Oct 2024 19:11:14 +0000 https://www.investmentexecutive.com/?p=494471 Self-regulatory organization aims to harmonize with CSA's revised requirements

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]]> Regulators need more rigour: C.D. Howe https://www.investmentexecutive.com/news/from-the-regulators/regulators-need-more-rigour-c-d-howe/ Mon, 29 Jul 2024 19:50:55 +0000 https://www.investmentexecutive.com/?p=490149 Paper argues for more systematic cost/benefit, post-implementation analysis

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]]> A CRM2 report card https://www.investmentexecutive.com/inside-track_/susan-silma/a-crm2-report-card/ Fri, 14 Jun 2024 20:02:29 +0000 https://www.investmentexecutive.com/?p=487571 Good work all around, but more needs to be done

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]]> FSRA seeks CRM2-like disclosures for seg funds https://www.investmentexecutive.com/news/from-the-regulators/fsra-seeks-crm2-disclosures-for-seg-funds/ Mon, 27 May 2024 19:38:48 +0000 https://www.investmentexecutive.com/?p=486565 Proposal would require seg fund disclosure of embedded costs

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]]> Fund costs fell after CRM2 https://www.investmentexecutive.com/news/from-the-regulators/fund-costs-fell-after-crm2/ Thu, 25 Apr 2024 15:05:56 +0000 https://www.investmentexecutive.com/?p=484748 CSA research details the evolution of fund costs in the face of transparency reforms

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]]> Patron saint of investor protection passes away https://www.investmentexecutive.com/news/from-the-regulators/patron-saint-of-investor-protection-passes-away/ Mon, 23 Oct 2023 19:11:50 +0000 https://www.investmentexecutive.com/?p=473832 Groundbreaking securities lawyer, Glorianne Stromberg, dies

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]]> Regulators lay groundwork for total cost reporting https://www.investmentexecutive.com/news/from-the-regulators/regulators-lay-groundwork-for-total-cost-reporting/ Tue, 13 Jun 2023 16:06:20 +0000 https://www.investmentexecutive.com/?p=467222 Industry braces for technical challenges as new disclosures take effect

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]]> Transforming the fee conversation with total cost reporting https://www.investmentexecutive.com/inside-track_/susan-silma/transforming-the-fee-conversation-with-total-cost-reporting/ Wed, 14 Sep 2022 19:57:53 +0000 https://www.investmentexecutive.com/?p=451480 TCR is coming for investment and seg funds

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]]> Fight over CRM3 feels familiar https://www.investmentexecutive.com/newspaper_/news-newspaper/fight-over-crm3-feels-familiar/ Mon, 29 Aug 2022 04:00:00 +0000 https://www.investmentexecutive.com/?p=450023 Industry groups and investor advocates are divided on timelines and scope

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]]> CSA, CCIR double down on total cost reporting pledge https://www.investmentexecutive.com/news/from-the-regulators/csa-ccir-double-down-on-total-cost-reporting-pledge/ Mon, 20 Jun 2022 17:52:41 +0000 https://www.investmentexecutive.com/?p=446697 Consultation on improving, harmonizing fund disclosure remains open until July 27

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