Keyword: Client-focused reforms

108 results found

There’s support for the CSA’s proposals, but criticism of regulators

PMAC wants CSA to leave pooled funds out of client-focused reforms

  • By: IE Staff
  • December 14, 2018 November 13, 2019
  • 16:00

Advisors could begin to use technology now to stay onside of the CSA’s proposed client-focused reforms when they take effect

  • By: David Reeve
  • December 10, 2018 November 10, 2019
  • 06:00

Advisors should use the proposed client-focused reforms as an opportunity to strengthen relationships with clients

  • By: Susan Silma
  • November 22, 2018 November 11, 2019
  • 06:00

Investor advocates cite lack of “best interest” standard

Industry group calls for joint CSA/SRO committee to receive feedback and guidance

IFIC’s recent Canadian Mutual Fund Investor Survey found that investors are very satisfied with their advisors and prefer to pay their fees indirectly

Not only does adopting digital tools lead to happier clients, it also results in greater profitability and success for advisors

  • By: David Reeve
  • October 15, 2018 November 10, 2019
  • 06:00

New government expresses concern about CSA’s proposals

The mutual fund industry trade group support’s the CSA’s proposed ban on titles that are based on sales activity