Keyword: Client-focused reforms

111 results found

The rules would explicitly require firms to resolve material conflicts of interest in the best interest of their clients

The OSC released its statement of priorities for 2019-2020 on Thursday

The regulator says it will continue to work with the CSA on deferred sales charges and trailers to discount brokers

There’s support for the CSA’s proposals, but criticism of regulators

PMAC wants CSA to leave pooled funds out of client-focused reforms

  • By: IE Staff
  • December 14, 2018 November 13, 2019
  • 16:00

Advisors could begin to use technology now to stay onside of the CSA’s proposed client-focused reforms when they take effect

  • By: David Reeve
  • December 10, 2018 November 10, 2019
  • 06:00

Advisors should use the proposed client-focused reforms as an opportunity to strengthen relationships with clients

  • By: Susan Silma
  • November 22, 2018 November 11, 2019
  • 06:00

Investor advocates cite lack of “best interest” standard

Industry group calls for joint CSA/SRO committee to receive feedback and guidance

IFIC’s recent Canadian Mutual Fund Investor Survey found that investors are very satisfied with their advisors and prefer to pay their fees indirectly