Keyword: Cease trade orders

144 results found

Staff allege Genius illegally solicited investments from Alberta residents

  • By: IE Staff
  • May 16, 2010 May 16, 2010
  • 14:15

Regulator alleges that Harris distributed securities without registration

  • By: IE Staff
  • April 30, 2010 April 30, 2010
  • 11:20

FSA takes action against senior directors

O’Neill, Helmig banned for their roles in “Pay it Forward” scheme

  • By: IE Staff
  • April 7, 2010 April 7, 2010
  • 07:35

Regulator alleges illegal trading and distribution of securities

  • March 21, 2010 March 21, 2010
  • 16:35

Second provincial regulator prohibits Cyprus-based company from trading securities

  • By: IE Staff
  • March 10, 2010 March 10, 2010
  • 16:06

Regulator alleges misleading statements made to investors

  • By: IE Staff
  • February 23, 2010 February 23, 2010
  • 15:24

Genius Funds prohibited from trading in any securities in B.C.

  • By: IE Staff
  • February 15, 2010 February 15, 2010
  • 12:05

Limited partnership has raise $2.45 million from 53 Alberta investors

  • By: IE Staff
  • December 18, 2009 December 18, 2009
  • 11:20

Hearing adjourned until June 2010

  • By: IE Staff
  • November 16, 2009 November 16, 2009
  • 16:00