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Keyword: Cease trade orders

143 results found

ASC extends order against Harris

Regulator alleges that Harris distributed securities without registration

  • By: IE Staff
  • April 30, 2010 April 30, 2010
  • 11:20

UK regulator fines and bans former executives of credit crunch casualty Northern Rock

FSA takes action against senior directors

NBSC bans two B.C. residents from securities industry

O’Neill, Helmig banned for their roles in “Pay it Forward” scheme

  • By: IE Staff
  • April 7, 2010 April 7, 2010
  • 07:35

ASC extends cease trade of Cyprus-based Genius Funds

Regulator alleges illegal trading and distribution of securities

  • March 21, 2010 March 21, 2010
  • 16:35

ASC issues order against Genius Funds

Second provincial regulator prohibits Cyprus-based company from trading securities

  • By: IE Staff
  • March 10, 2010 March 10, 2010
  • 16:06

ASC extends cease trade order against Focused Money Solutions, DeLaet

Regulator alleges misleading statements made to investors

  • By: IE Staff
  • February 23, 2010 February 23, 2010
  • 15:24

BCSC issues temporary order against Cyprus-based website operator

Genius Funds prohibited from trading in any securities in B.C.

  • By: IE Staff
  • February 15, 2010 February 15, 2010
  • 12:05

ASC issues trading ban against B.C.-based Goldstone Private Equity Partners

Limited partnership has raise $2.45 million from 53 Alberta investors

  • By: IE Staff
  • December 18, 2009 December 18, 2009
  • 11:20

OSC extends cease-trade order against Weizhen Tang

Hearing adjourned until June 2010

  • By: IE Staff
  • November 16, 2009 November 16, 2009
  • 16:00

NBSC prohibits four persons from selling securities

Investigation into CTIC illegal distributions ongoing

  • By: IE Staff
  • September 30, 2009 September 30, 2009
  • 13:44