Abraham Grossman breached cease trade orders, traded without registration
Issuer distributed preferred share without a prospectus
SEC suspends trading in Titan shares
Hearing scheduled for February 2013
Later this fall, CTOs will be classified into two new distinct groups
MI Capital, One Capital initially banned by NBSC
Cease-trade order imposed against Bernadette Brown
Hong Kong-based MI Capital and Singapore-based One Capital soliciting investors in several provinces
Regulator calls violations of 2008 trading bans “sheer defiance” of the law
NBSC seeks cease trade orders against firms in Hong Kong and Singapore