Keyword: Cease trade orders

143 results found
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Emerge still has not repaid the receivable it owes its ARK ETFs

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The order has prevented investors from cashing out after recent gains for Emerge's six ARK ETFs

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Regulators allege the scheme took over US$300 million from investors

As data transfer lags, launch date is pushed back

The Ontario Securities Commission says Emerge Canada has likely had insufficient working capital since September 2022

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Opinion: The cease-trade order on Emerge ETFs provides a cautionary tale for investors and advisors

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Most of the funds are underperforming their category peers

OSC sought to extend order until enforcement proceedings complete

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Assets in Emerge ETFs are held in trust and still “have value” during cease-trade order, firm says

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The fund company's auditor resigned in November