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Keyword: Cease trade orders

144 results found

National Cease Trade Order Database finds new home

Moves to CSA Web site

  • By: IE Staff
  • June 27, 2005 June 27, 2005
  • 09:45

AMF issues cease-trade order for Olympus

Investor protection a primary concern, regulator says

ASC orders interim trading ban against Rundle Development

Calgary real estate developers alleged to have traded in securities without filing a prospectus or being registered

  • By: IE Staff
  • March 2, 2005 March 2, 2005
  • 14:17

Northern Financial seeks cease trade order

Claims Quest private placement is a takeover bid for Proprietary Industries

OSC issues cease trade order against Nortel insiders

Ontario pension fund files class-action suit

  • By: IE Staff
  • May 18, 2004 May 18, 2004
  • 07:30

AMF seeking to cease trade former registered rep

Alleges former broker trading while suspended

  • By: IE Staff
  • May 10, 2004 May 10, 2004
  • 09:10

ASC issues interim orders against TSX-listed Wenzel Downhole, principal

Cease trade orders in effect for 15 days

  • By: IE Staff
  • March 22, 2004 March 22, 2004
  • 14:20

OSC releases decision on First Federal Capital

FFC, Freisner hit with permanent cease-trade orders

  • By: IE Staff
  • February 4, 2004 February 4, 2004
  • 14:50

OSC warns of unregistered investment schemes

Issues cease trade order against FEDI

  • By: IE Staff
  • June 6, 2003 June 6, 2003
  • 08:15

OSC issues reasons in Lech cease trade

Commission cites evidence from forensic accountant

  • By: IE Staff
  • June 2, 2003 June 2, 2003
  • 08:30