Cease trade orders – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 05 Dec 2024 19:21:22 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Cease trade orders – Investment Executive https://www.investmentexecutive.com 32 32 Tribunal sanctions Nova Tech crypto scheme https://www.investmentexecutive.com/news/from-the-regulators/tribunal-sanctions-nova-tech-crypto-scheme/ Thu, 05 Dec 2024 19:21:22 +0000 https://www.investmentexecutive.com/?p=497993 The firm and its founder were permanently banned, fined

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]]> Court orders Emerge Capital Management to repay employees who lent it money https://www.investmentexecutive.com/news/industry-news/court-orders-emerge-capital-management-to-repay-employees-who-lent-it-money/ Tue, 13 Aug 2024 16:22:37 +0000 https://www.investmentexecutive.com/?p=487636 Cheques for partial repayment to Emerge Canada employees bounced: court documents

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]]> More tax troubles for former Emerge ETFs unitholders https://www.investmentexecutive.com/news/products/more-tax-troubles-for-former-emerge-etfs-unitholders/ Tue, 11 Jun 2024 18:00:31 +0000 https://www.investmentexecutive.com/?p=487276 The unpaid receivables owed to former investors could lead to penalties for holding non-qualified investments

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]]> Emerge ETFs unitholder calls for greater regulatory oversight https://www.investmentexecutive.com/news/products/emerge-etfs-unitholder-calls-for-greater-regulatory-oversight/ Mon, 29 Apr 2024 18:00:37 +0000 https://www.investmentexecutive.com/?p=484911 Investor decries lack of communication throughout cease-trade order, and recommends increased due diligence when choosing funds

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]]> Emerge ETFs class action won’t proceed https://www.investmentexecutive.com/news/products/emerge-class-action-wont-proceed/ Fri, 26 Apr 2024 19:00:54 +0000 https://www.investmentexecutive.com/?p=484833 Fund manager has no assets or insurance, lawyer says

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]]> OSC still overseeing Emerge Canada as receivable remains unpaid https://www.investmentexecutive.com/news/products/osc-still-overseeing-emerge-canada-as-receivable-remains-unpaid/ Tue, 16 Apr 2024 14:25:46 +0000 https://www.investmentexecutive.com/?p=483712 The regulator's investigation into Emerge Canada is ongoing

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]]> What we’ve learned from the Emerge ETFs saga https://www.investmentexecutive.com/news/products/what-weve-learned-from-the-emerge-etfs-saga/ Mon, 25 Mar 2024 18:08:20 +0000 https://www.investmentexecutive.com/?p=482661 A year after an unprecedented cease-trade order, unitholders are still waiting for answers

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]]> How to improve confidence in ETFs https://www.investmentexecutive.com/news/products/how-to-improve-confidence-in-etfs/ Mon, 25 Mar 2024 18:07:44 +0000 https://www.investmentexecutive.com/?p=482672 There are practical steps to take following the Emerge Canada saga

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]]> Emerge unitholders become unsecured creditors https://www.investmentexecutive.com/news/products/emerge-unitholders-become-unsecured-creditors/ Mon, 08 Jan 2024 14:50:49 +0000 https://www.investmentexecutive.com/?p=477750 Investors in five Emerge ARK ETFs have not received payments for receivables outstanding

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]]> Emerge liquidates ETFs without paying receivables https://www.investmentexecutive.com/news/products/emerge-liquidates-etfs-without-paying-receivables/ Thu, 21 Dec 2023 17:50:16 +0000 https://www.investmentexecutive.com/?p=477715 Emerge ARK funds are still owed $4.7 million by manager

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