Cannabis – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 07 Nov 2024 20:00:28 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Cannabis – Investment Executive https://www.investmentexecutive.com 32 32 Case against Cormark was regulatory overreach: Tribunal https://www.investmentexecutive.com/news/from-the-regulators/case-against-cormark-was-regulatory-overreach-tribunal/ Thu, 07 Nov 2024 19:36:46 +0000 https://www.investmentexecutive.com/?p=496258 OSC failed to prove any of its allegations against dealer, investment banker

The post Case against Cormark was regulatory overreach: Tribunal appeared first on Investment Executive.

]]> ATB Capital to lead liquidation of failed hedge fund https://www.investmentexecutive.com/news/from-the-regulators/atb-capital-to-lead-liquidation-of-failed-hedge-fund/ Mon, 18 Dec 2023 18:03:10 +0000 https://www.investmentexecutive.com/?p=477473 Court will consider firm's appointment by Traynor Ridge Capital's receiver

The post ATB Capital to lead liquidation of failed hedge fund appeared first on Investment Executive.

]]> Court approves securities class action settlement https://www.investmentexecutive.com/news/from-the-regulators/court-approves-securities-class-action-settlement/ Wed, 15 Nov 2023 20:38:22 +0000 https://www.investmentexecutive.com/?p=475410 Cannabis companies involved in failed joint venture settle suits

The post Court approves securities class action settlement appeared first on Investment Executive.

]]> Tribunal stays OSC fraud case https://www.investmentexecutive.com/news/from-the-regulators/tribunal-stays-osc-fraud-case/ Tue, 14 Nov 2023 22:01:06 +0000 https://www.investmentexecutive.com/?p=475292 Panel found respondent couldn't mount proper defence without access to confidential evidence

The post Tribunal stays OSC fraud case appeared first on Investment Executive.

]]> Former fund rep sanctioned for loans from clients https://www.investmentexecutive.com/news/from-the-regulators/former-fund-rep-sanctioned-for-loans-from-clients/ Sat, 11 Mar 2023 00:12:11 +0000 https://www.investmentexecutive.com/?p=462068 Rep fined, banned after borrowing from clients, misleading dealer

The post Former fund rep sanctioned for loans from clients appeared first on Investment Executive.

]]> Court case against ex CannTrust leaders should prompt OSC ‘soul searching’: experts https://www.investmentexecutive.com/news/from-the-regulators/court-case-against-ex-canntrust-leaders-should-prompt-osc-soul-searching-experts/ Fri, 16 Dec 2022 21:23:43 +0000 https://www.investmentexecutive.com/?p=457773 Observers felt a strong ruling would have sent a message to other pot companies and comforted investors who lost money

The post Court case against ex CannTrust leaders should prompt OSC ‘soul searching’: experts appeared first on Investment Executive.

]]> Cannabis company, ex-CEO settle OSC allegations https://www.investmentexecutive.com/news/from-the-regulators/cannabis-company-ex-ceo-settle-osc-allegations/ Fri, 04 Nov 2022 20:00:19 +0000 https://www.investmentexecutive.com/?p=454993 Sanctions include market bans, costs, but no financial penalties

The post Cannabis company, ex-CEO settle OSC allegations appeared first on Investment Executive.

]]> Former CannTrust leaders plead not guilty to securities offences https://www.investmentexecutive.com/news/from-the-regulators/former-canntrust-leaders-plead-not-guilty-to-securities-offences/ Mon, 17 Oct 2022 19:09:39 +0000 https://www.investmentexecutive.com/?p=453723 CannTrust has since renamed itself Phoena Holdings and exited creditor protection in March

The post Former CannTrust leaders plead not guilty to securities offences appeared first on Investment Executive.

]]> Misleading news releases about pot sector draw regulator’s ire https://www.investmentexecutive.com/news/from-the-regulators/misleading-news-releases-about-pot-sector-draw-regulators-ire/ Fri, 22 Jan 2021 21:11:53 +0000 https://www.investmentexecutive.com/?p=414717 Ex-CEO sanctioned for trading after issuing misleading press releases

The post Misleading news releases about pot sector draw regulator’s ire appeared first on Investment Executive.

]]> Investors bullish on Q1 returns while advisors remain cautious https://www.investmentexecutive.com/news/research-and-markets/investors-bullish-on-q1-returns-while-advisors-remain-cautious/ Thu, 21 Jan 2021 17:45:20 +0000 https://www.investmentexecutive.com/?p=414557 Advisors have cooled on the tech-heavy NASDAQ, with sentiment shifting to cyclical sectors

The post Investors bullish on Q1 returns while advisors remain cautious appeared first on Investment Executive.

]]>