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Judge looks at papers

OSC failed to prove any of its allegations against dealer, investment banker

A person inside a financial maze made out of hedges.

Court will consider firm's appointment by Traynor Ridge Capital's receiver

Cannabis companies involved in failed joint venture settle suits

Judge looks at papers

Panel found respondent couldn't mount proper defence without access to confidential evidence

Gavel and Money - Canada stock photo

Rep fined, banned after borrowing from clients, misleading dealer

Observers felt a strong ruling would have sent a message to other pot companies and comforted investors who lost money

Sanctions include market bans, costs, but no financial penalties

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CannTrust has since renamed itself Phoena Holdings and exited creditor protection in March

Ex-CEO sanctioned for trading after issuing misleading press releases

a woman looking at her computer

Advisors have cooled on the tech-heavy NASDAQ, with sentiment shifting to cyclical sectors

  • By: IE Staff
  • January 21, 2021 January 21, 2021
  • 12:45