Keyword: Brokerage Report Card

305 results found

Nine of 16 firms see lower ratings; advisors voice concerns about the process (includes chart)

It’s not enough to provide advisors with high-end technology tools; firms must also provide solid training on how to use the tools

One sees a reversal in fortunes, two others turn downward (includes main chart)

674 advisors at 16 investment firms; Plus results from previous years

How the Brokerage Report Card is done

Advisors are no longer placing a greater emphasis on the financial support they receive when moving firms

But not all advisors are happy with the new platforms their firms have introduced — and the scores show it

But moves toward offering statements online and customization could change advisors’ perceptions

Special incentive programs such as bonuses, trips and exclusive clubs have gained in prominence